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The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting compliance officials in the securities industry.
NSCP:
• offers practical and interpretive guidance on compliance-related matters;
• alerts its members to important regulatory developments;
• sponsors educational meetings that serve as forums for exchanging ideas and information;
• provides professional analyses and counsel in regard to securities laws and regulations authorized by the states, federal agencies and the SROs; and
• promotes professionalism among compliance officials within the securities industry.
Click here for NSCP's Compliance Statute Text.
Click here for NSCP's Code of Ethics.
NSCP, 22 Kent Road, Cornwall Bridge, CT 06754
  
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Sarah Bowman.
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