Join NSCP!

Simplify your compliance life! Join the hundreds of compliance professionals across the country (and beyond) who already rely on NSCP for continuing information and support. Discover the wealth of compliance expertise and legislative information in the pages of our regular publications. Take advantage of NSCP's meetings and our Web site to network with fellow members who "speak compliance."

Annual dues are $400 USD.

Membership is open only to persons employed in a compliance-related capacity by one of the following: a broker-dealer, an investment adviser, or a closely related business or profession with securities compliance concerns, such as a bank, securities compliance consultant, or legal or accounting firm.

Compliance Consulting Firms, please note:
You must have a firm name. We cannot leave a firm name blank or use "Consultant for [name of another firm]."
Occasionally, NSCP is unable to verify a consultant's practice beyond a firm name, phone number or an e-mail address. In the absence of verifiable employment or existing consultancy, NSCP asks that independent consultants submit a non-consultant industry reference. This may be:
1. a current, active NSCP member, or
2. a representative of the firm/organization with which you were most recently affiliated.

Recruiting firms and members of the press are not eligible for NSCP membership.

Individual Membership

Join online
Click here to become a member
The information you submit will be encrypted. At no time will your credit card number or other information be stored unencrypted on the server.

Join by printable form

Print and mail the completed form with your check to NSCP, following the instructions on the form.

Group Membership

Increase your compliance staff's resources with NSCP’s restructured group offerings! As an NSCP group member, each designated individual is entitled to all of the benefits of an individual NSCP membership!

Group membership includes access to NSCP's publications, special pricing for NSCP meetings and West LegalEdcenter web-casts, free, unlimited postings to the Jobline, and access to the forum.

Following is the new tier structure:
5-10 members - 20% discount :: ($320 per member)
11-15 members - 25% discount :: ($300 per member)
15-20 members - 30% discount :: ($280 per member)
20-30 members - 35% discount :: ($260 per member)
31+ (unlimited) - $10,000 flat fee :: ($322.58 on down per member)

Please download and complete the following form; once submitted, NSCP will email out a spreadsheet requesting the necessary member information. Should you have any questions, please contact Sarah Bowman at sbowman@nscp.org.

NOTE: Group Members under the old pricing structure will NOT be affected by the new pricing structure; these members will be grandfathered in.