Current Job Postings
Date Posted Position
Company
City
State
08/26/2015 Compliance Manager
Huber Capital Management
El Segundo
CA
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08/24/2015 Consultant, Compliance Advisor Position
Lincoln Financial Group
Radnor
PA
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08/21/2015 Compliance Consultant (Senior Level)
SEC3
New York
NY
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08/19/2015 Corporate Compliance Officer
ICMA-RC
Washington, DC
DC
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08/18/2015 Director, Risk Management and Compliance
Santa Clara University
Santa Clara
CA
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08/17/2015 Compliance Officer
Davenport & Company LLC
Richmond
VA
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08/17/2015 Contract Negotiation Specialist
GCM Grosvenor
Chicago
IL
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08/13/2015 Compliance Analyst - eSurveillance
Nuveen Investments
Chicago
IL
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08/13/2015 Senior Compliance Administrator
Nuveen Investments
Chicago
IL
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08/12/2015 Compliance Consultant
ICSGroup, LLC
Hartford
Connecticut
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08/12/2015 Compliance Specialist
Morningstar, Inc.
Chicago
IL
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08/09/2015 Senior Compliance Officer
Calvert Investments
Bethesda
MD
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08/07/2015 VP, Broker/Dealer Compliance
Boenning & Scattergood, Inc.
Conshohocken
PA
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08/04/2015 Compliance Administrator
Summit Advisor Solutions
Dallas
Texas
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07/30/2015 AVP, Compliance Risk Assessment & Testing
Nuveen Investments
Chicago
IL
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07/29/2015 Compliance Analyst
Calvert Investments
Bethesda
MD
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07/29/2015 Legal Analyst/Advertising Review
First Command Financial Services
Fort Worth
Texas
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07/29/2015 Marketing and Sales Compliance Director
FortuneBuilders
San Diego
CA
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07/29/2015 Senior Compliance Analyst
American Beacon Advisors, Inc.
Irving
TX
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07/29/2015 Vice President of Compliance
Palisade Capital Management, LLC
Fort Lee
NJ
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07/26/2015 Director, Asset Management Compliance
Fidelity Investments
Boston, Denver, Jersey City, Westlake
MA, CO, NJ, TX
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07/23/2015 Securities Compliance Examiner Vacancy
U.S. Securities and Exchange Commission
New York
New York
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07/22/2015 Compliance Professional
Boutique Midtown NY Asset Manager
New York
NY
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07/20/2015 Associate Regional Director
U.S. Securities and Exchange Commission
Atlanta
GA
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07/20/2015 Chief Compliance and Regulatory Officer
Oregon State Treasury

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07/16/2015 Compliance Manager
Lattice Strategies LLC
San Francisco
CALIFORNIA (CA)
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