Current Job Postings
Date Posted Position
Company
City
State
12/13/2014 Director, Marketing Compliance
American Realty Capital Properties
Phoenix
AZ
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12/12/2014 Compliance Consultant
Integrated Compliance Solutions Group, LLC
Hartford
CT
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12/12/2014 Director Of Compliance
PlanMember Securities Corp
Carpinteria
California
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12/11/2014 AML Analyst
Guardian Life / Park Avenue Securities
New York
NY
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12/11/2014 Branch Examiner
Guardian Life / Park Avenue Securities
New York
NY
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12/11/2014 Compliance AML Analyst
Guardian/Park Avenue Securities
New York
NY
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12/11/2014 Compliance Auditor
Ricoh Electronics, Inc.
Tustin
CA
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12/11/2014 Investment Management Associate
Oppenheimer & Close, LLC
New York
New York
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12/10/2014 Senior Risk Management Analyst
1st Global
Dallas
TX
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12/09/2014 Compliance Officer
Kovitz Investment Group, LLC
Chicago
IL
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12/05/2014 Surveillance Analyst
NFP
Austin
TX
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12/05/2014 Team Lead, Branch Examiner
NFP
Austin
TX
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12/02/2014 Regulatory Compliance Consultant
SDDCO Regulatory Services LLC
New York
NY
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11/26/2014 Compliance Analyst
Global Financial Services, LLC
Houston
TX
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11/26/2014 Compliance Analyst - Guideline Compliance
Nuveen Investments
Los Angeles
CA
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11/26/2014 Compliance Analyst - Monitoring and Testing
Nuveen Investments
Los Angeles
CA
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11/26/2014 Compliance Specialist
Summit Brokerage Services, Inc.
Boca Raton
Florida
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11/26/2014 Field Supervisor
Thrivent
Eastern Minnesota and
Western Wisconsin
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11/26/2014 Lead Risk Analyst
TIAA-CREF
Charlotte, NC and
New York, NY
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11/26/2014 Reporting Analyst
Foreside Financial Group
Portland
ME
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11/25/2014 Specialist, Corporate Compliance
Nationwide Investment Management Group
King of Prussia
PA
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11/21/2014 SEC INVESTMENT ADVISER CONSULTANT - New York and Boston
FrontLine Compliance
Rockville
MD
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11/17/2014 Compliance Consultant
1st Global Capital Corp
Dallas
Texas
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11/04/2014 Assistant CCO and Fund Administration Manager
Seafarer Capital Partners, LLC
Larkspur
CA
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11/04/2014 Manager of Compliance
General Board of Pension and Health Benefits
Glenview
IL
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11/04/2014 Managing Director, Risk Management
General Board of Pension and Health Benefits
Glenview
IL
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