Current Job Postings
Date Posted Position
Company
City
State
07/26/2015 Director, Asset Management Compliance
Fidelity Investments
Boston, Denver, Jersey City, Westlake
MA, CO, NJ, TX
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07/23/2015 Securities Compliance Examiner Vacancy
U.S. Securities and Exchange Commission
New York
New York
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07/22/2015 Compliance Professional
Boutique Midtown NY Asset Manager
New York
NY
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07/20/2015 Associate Regional Director
U.S. Securities and Exchange Commission
Atlanta
GA
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07/20/2015 Chief Compliance and Regulatory Officer
Oregon State Treasury

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07/16/2015 Compliance Manager
Lattice Strategies LLC
San Francisco
CALIFORNIA (CA)
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07/09/2015 Compliance Analyst
Sawgrass Asset Management, LLC
Jacksonville Beach
FL
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07/09/2015 Senior Counsel
BMO Harris Financial Advisors
Chicago
IL
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07/07/2015 Operational Due Diligence Officer
South Carolina Retirement System Investment Commission
Columbia
SC
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07/06/2015 Compliance Examiner/Specialist
1st Global
Dallas
TX
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06/26/2015 Paralegal
NRUCFC
Dulles
VA
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06/26/2015 Securities Compliance Auditor
Cetera Financial Group
(Various)
(Various)
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06/25/2015 Investment Adviser Compliance Risk & Testing Manager
Charles Schwab & CO. Inc
Lone Tree
Colorado
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06/24/2015 Senior Compliance Specialist
Eaton Vance
Boston
MA
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06/23/2015 Compliance Officer
Davenport & Company LLC
Richmond
Virginia
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06/23/2015 Head of Compliance, ProFund Distributors, Inc.
ProShares
Bethesda
Maryland
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06/23/2015 Sr. Paralegal - Securities
Calvert Investments
Bethesda
MD
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06/22/2015 Compliance Analyst
Fortress Investment Group
New York
New York
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06/22/2015 Compliance Analyst 2
Primerica
Duluth
GA
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06/22/2015 Compliance Manager
BRC Investment Management LLC
Greenwood Village
CO
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06/22/2015 Compliance Specialist
Eaton Vance
Boston
MA
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06/17/2015 Compliance Officer
Davenport & Company LLC
Richmond
VA
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06/16/2015 Risk & Compliance Specialist
Vulcan, Inc.
Seattle
Washington
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06/15/2015 Client Onboarding Risk and Controls - Vice President
J.P. Morgan
Phoenix
Arizona
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06/15/2015 Client Onboarding Risk and Controls Associate
J.P. Morgan
Phoenix
Arizona
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06/15/2015 Regulatory Compliance Consultant – Investment Advisory Focus
SDDCO Regulatory Services LLC
New York
NY
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05/27/2015 Compliance Consultant
1st Global Capital Corp
Dallas
Texas
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