Current Job Postings
Date Posted Position
Company
City
State
04/17/2015 Agency Supervisory Officer (ASO)
Windsor Financial Group/MassMutual
Horsham
PA
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04/17/2015 Compliance Manager- Advertising Review
Janus Capital Group
Denver
Co
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04/16/2015 Securities Compliance Auditor
Cetera Financial Group

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04/15/2015 Assistant Compliance Officer
Gardner Financial Services, Inc.
Minneapolis
MN
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04/14/2015 Compliance Rep 2 - Mutual Fund Advertising Review-150010283
Quasar Distributors / US Bancorp Fund Services
Milwaukee
WI
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04/14/2015 PWM Operations Risk and Control Manager
SunTrust Bank
Atlanta
Georgia
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04/10/2015 Operations Associate
Spectrum Asset Management
Stamford
CT
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04/09/2015 Compliance Analyst
Mirae Asset Global Investments
New York
New York
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04/08/2015 Senior Compliance Analyst
PFM Asset Management LLC (“PFM”)
Harrisburg
PA
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04/07/2015 Chief Compliance Officer (CCO)
Parametric
Seattle
WA
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04/06/2015 Compliance Consultant to Investment Advisers
Advisor Solutions Group, Inc.
Newport Beach
CA
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04/06/2015 Compliance Manager - Portfolio Management & Wealth
Salient Parterns, LP
Houston
Texas
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04/02/2015 Chief Compliance Officer
Woodbourne Capital Management International, LP
Boulder
Colorado
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04/02/2015 Compliance Analyst
Highland Capital Management
Dallas
Texas
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03/31/2015 Compliance Officer
Hanson McClain Advisors
Sacramento
CA
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03/30/2015 Compliance Analyst
IMP Consulting
Boston
Massachusetts
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03/29/2015 Compliance Analyst/Officer
Packerland Brokerage Services
Green Bay
Wisconsin
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03/26/2015 Compliance Manager
Advantus Capital Management
St. Paul
Minnesota
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03/26/2015 Senior Compliance Analyst
Sands Capital Management
Arlington
VA
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03/25/2015 Attorney-Advisor
U.S. Securities and Exchange Commission
Denver
Colorado
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03/24/2015 Director, Due Diligence
Foreside Financial Group, LLC
Portland
ME
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03/14/2015 Registration Coordinator-150007166
Quasar Distributors / US Bancorp Fund Services
Milwaukee
WI
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03/13/2015 Compliance and Risk Associate
Pinetum Partners
New York
NY
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03/12/2015 Director, Compliance and Legal Affairs
Oxford Financial Group, Ltd.
Carmel
IN
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03/12/2015 Surveillance Administrator
Primerica
Duluth
GA
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03/12/2015 VP NFFG Operations & Chief Compliance Officer
Navy Federal Financial Group (NFFG)
Vienna
VA
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03/11/2015 Branch Office Examiner
AIG
Oakdale
MN
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03/10/2015 Compliance Analyst
Highland Capital Management
Dallas
TX
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03/10/2015 Compliance Consultant
1st Global Capital Corp
Dallas
Texas
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03/06/2015 Sr. Consultant Swap
The Northern Trust Company
Chicago
IL
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