Current Job Postings
Date Posted Position
Company
City
State
06/26/2015 Paralegal
NRUCFC
Dulles
VA
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06/25/2015 Investment Adviser Compliance Risk & Testing Manager
Charles Schwab & CO. Inc
Lone Tree
Colorado
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06/24/2015 Senior Compliance Specialist
Eaton Vance
Boston
MA
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06/23/2015 Compliance Officer
Davenport & Company LLC
Richmond
Virginia
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06/23/2015 Head of Compliance, ProFund Distributors, Inc.
ProShares
Bethesda
Maryland
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06/23/2015 Sr. Paralegal - Securities
Calvert Investments
Bethesda
MD
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06/22/2015 Compliance Analyst
Fortress Investment Group
New York
New York
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06/22/2015 Compliance Analyst 2
Primerica
Duluth
GA
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06/22/2015 Compliance Manager
BRC Investment Management LLC
Greenwood Village
CO
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06/22/2015 Compliance Specialist
Eaton Vance
Boston
MA
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06/17/2015 Compliance Officer
Davenport & Company LLC
Richmond
VA
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06/16/2015 Risk & Compliance Specialist
Vulcan, Inc.
Seattle
Washington
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06/15/2015 Client Onboarding Risk and Controls - Vice President
J.P. Morgan
Phoenix
Arizona
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06/15/2015 Client Onboarding Risk and Controls Associate
J.P. Morgan
Phoenix
Arizona
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06/15/2015 Regulatory Compliance Consultant – Investment Advisory Focus
SDDCO Regulatory Services LLC
New York
NY
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06/10/2015 Investment Due Diligence Analyst
Cigna
Bloomfield
CT
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06/09/2015 Chief Compliance Officer - Advisor
Calvert Investments
Bethesda
MD
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06/08/2015 Sr. Compliance Analyst
Primerica
Duluth
GA
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06/05/2015 Compliance Adminstrator - Portfolio Management
BECU
Tukwila
WA
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06/05/2015 Senior Compliance Officer
Amherst Pierpont Securities LLC
New York or Houston
New York or Texas
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06/04/2015 Compliance Officer
QS Investors, LLC
New York
NY
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06/02/2015 Compliance Associate
Cleveland Research Company
Cleveland
Ohio
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05/28/2015 Field Supervision Consultant
Northwestern Mutual Investment Services, LLC
Milwaukee
WI
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05/27/2015 Compliance Consultant
1st Global Capital Corp
Dallas
Texas
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05/26/2015 Broker-Dealer Chief Compliance Officer
Calvert Investments
Bethesda
MD
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