Current Job Postings
Date Posted Position
Company
City
State
07/23/2014 Branch Examiner
National Financial Partners
Austin
TX
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07/18/2014 Compliance Associate
Yacktman Asset Management LP
Austin
Texas
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07/17/2014 Enterprise Risk Manager
State of Wisconsin Investment Board
Madison
WI
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07/14/2014 Director – Annuity Suitability Review
National Life Group
Montpelier
VT
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07/14/2014 Mutual Fund and ETF Compliance Manager, VP
State Street Corporation
Boston
Massachusetts
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07/14/2014 Senior Compliance Associate
National Life Group
Montpelier
VT
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07/14/2014 SSgA Mutual Fund/ETF Governance Compliance Analyst, Officer
State Street Corporation
Boston
Massachusetts
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07/11/2014 Securities Compliance Examiner
U.S. Securities and Exchange Commission
San Francisco, CA
Washington DC, DC
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07/09/2014 Compliance Associate
Parametric
Minneapolis
MN
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07/09/2014 Securities Compliance Examiner
U.S. Securities and Exchange Commission
Philadelphia
PA
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07/08/2014 Compliance Business Analyst
ValMark Securities
Akron
Ohio
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07/08/2014 Operations Compliance Analyst
Cetera Financial Group
Des Moines
IA
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07/01/2014 Partner
Jacko Law Group, PC
San Diego
CA
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07/01/2014 Regional Compliance Officer
JP Morgan Securities
Houston
TX
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06/24/2014 Compliance Supervisor
Summit Brokerage Services, Inc.
Boca Raton
Florida
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06/23/2014 Compliance Advisor I - Investments
USAA
San Antonio
TX
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06/23/2014 Senior Compliance Analyst
VSR Financial Services, Inc.
Overland Park
Kansas
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06/19/2014 Senior Compliance Analyst
Ariel Investments
Chicago
IL
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06/18/2014 Compliance Specialist
Ronald Blue & Co.
Roswell
GA
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06/17/2014 Compliance Executive
Moloney Securities Co., Inc.
St. Louis
MO
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06/13/2014 Compliance Officer
Invesco
Atlanta
GA
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06/12/2014 Compliance Manager - Dispute Resolution
JP Morgan Securities LLC
Columbus
OH
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06/11/2014 Advisory Compliance Analyst
Cetera Financial Group
El Segundo
CA
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06/11/2014 Compliance Senior Analyst
Highland Capital Management
Dallas
Texas
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06/10/2014 Compliance Specialist
The Capital Group Companies
Los Angeles
CA
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06/10/2014 Vice President, Associate Counsel - Regulatory Affairs
LPL Financial
Boston
MA
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06/10/2014 Vice President, Special Investigation Unit
LPL Financial
Boston
MA
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06/09/2014 Compliance Analyst
The Newport Group
Heathrow (Orlando)
FL
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