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Current Job Postings
Date Posted Position
Company 		City
State
06/18/2013 Chief Compliance Officer
Mosaic Investment Partners		 Bethesda
Maryland		 View Details  
06/18/2013 Sr Auditor
Cetera Financial Group		 Los Angeles/Denver
California/Colorado		 View Details  
06/17/2013 Senior Compliance Advisor
Fidelity Investments		 Jacksonville
FL		 View Details  
06/11/2013 Supervisory Securities Compliance Examiner
The U.S. Securities Exchange Commission		 Washington
DC		 View Details  
06/07/2013 Senior Compliance Analyst
Salient Partners, L.P.		 Houston
Texas		 View Details  
06/06/2013 Senior Compliance Officer
NISA Investment Advisors, L.L.C.		 St. Louis
MO		 View Details  
06/05/2013 Clinical Internal Auditor
Allegiance Health		 Jackson
MI		 View Details  
06/05/2013 Compliance and Operations Professional
D.F. Dent and Company, Inc.		 Baltimore
MD		 View Details  
06/05/2013 Compliance Officer, Review and Surveillance
The Edelman Financial Group		 Fairfax
VA 		View Details  
06/03/2013 Anti - Money Laundering Specialist
Scottrade		 Saint Louis
Missouri		 View Details  
06/03/2013 Compliance Communications Examiner
Scottrade		 Saint Louis
Missouri		 View Details  
06/03/2013 Compliance Examiner
Scottrade		 Saint Louis
Missouri		 View Details  
05/30/2013 Compliance Officer
Fragasso Financial Advisors		 Pittsburgh
PA		 View Details  
05/30/2013 Consumer Banking LOB Risk Officer
SunTrust		 Atlanta
GA		 View Details  
05/29/2013 Compliance Manager
Ronald Blue & Co., LLC		 Roswell
GA		 View Details  
05/25/2013 Compliance Professional/Attorney -- Asse Mgmt/ Inv Co Act
B3 Legal		 New York
NY		 View Details  
05/23/2013 Legal and Compliance Specialist
The University of Texas Investment Management Company		 Austin
TX		 View Details  
05/23/2013 Regulatory Analyst
Municipal Securities Rulemaking Board (MSRB)		 Alexandria
VA		 View Details  
05/21/2013 Accountant/Examiner
U.S. Securities and Exchange Commission		 Denver
CO		 View Details  
05/21/2013 Equity Compliance Officer
Instinet		 New York
NY		 View Details  
05/19/2013 Compliance Analyst
Cetera Advisors LLC		 Denver
CO		 View Details  
05/15/2013 Sr. Audit Manager (Exams)
Fidelity Investments		 Westlake
TX		 View Details  
05/10/2013 Compliance Manager
Dreyfus, subsidiary of BNY Mellon		 New York
NY		 View Details  
05/09/2013 Branch Examiner
National Financial Partners		 Austin
Texas		 View Details  
05/06/2013 Director of Products and Surveillance
SunTrust		 Atlanta
GA		 View Details  
05/06/2013 International Wealth Management Document Specialist
SunTrust		 Miami
FL		 View Details