Current Job Postings
Date Posted Position
Company
City
State
04/27/2015 Chief Compliance Officer (CCO)
Parametric
Seattle
WA
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04/27/2015 Compliance Consultant - Manager Due Diligence
Northern Trust Investments, Inc.
Stamford
CT
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04/27/2015 Compliance Officer
Davenport & Company LLC
Richmond
VA
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04/27/2015 Senior Compliance Consultant
Regulatory Compliance, LLC
Boston Area
New Hampshire
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04/23/2015 Compliance Consultant
1st Global Capital Corp
Dallas
Texas
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04/23/2015 Director of Compliance
Transamerica
Cedar Rapids
Iowa
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04/22/2015 Compliance Officer
Investment Professionals, Inc.
San Antonio
Texas
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04/22/2015 Lead Investment Compliance Officer
Aegon Asset Managment
Baltimore
MD
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04/21/2015 Bankcard Line of Business Director
Fifth Third Bank
Cincinnati, OH or
Remote
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04/21/2015 Counsel
Foreside Financial Group, LLC
Portland
ME
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04/21/2015 Dealer Services Analyst
Foreside Financial Group, LLC
Portland, Maine or
Berwyn, Pennsylvania
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04/21/2015 Director, Broker Dealer Compliance
Foreside Financial Group, LLC
Portland
ME
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04/21/2015 Network Compliance Manager
Fifth Third Bank
Cincinnati, OH or
Remote
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04/17/2015 Agency Supervisory Officer (ASO)
Windsor Financial Group/MassMutual
Horsham
PA
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04/17/2015 Compliance Manager- Advertising Review
Janus Capital Group
Denver
Co
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04/16/2015 Securities Compliance Auditor
Cetera Financial Group

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04/15/2015 Assistant Compliance Officer
Gardner Financial Services, Inc.
Minneapolis
MN
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04/14/2015 Compliance Rep 2 - Mutual Fund Advertising Review-150010283
Quasar Distributors / US Bancorp Fund Services
Milwaukee
WI
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04/14/2015 PWM Operations Risk and Control Manager
SunTrust Bank
Atlanta
Georgia
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04/10/2015 Operations Associate
Spectrum Asset Management
Stamford
CT
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04/09/2015 Compliance Analyst
Mirae Asset Global Investments
New York
New York
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04/08/2015 Senior Compliance Analyst
PFM Asset Management LLC (“PFM”)
Harrisburg
PA
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04/06/2015 Compliance Consultant to Investment Advisers
Advisor Solutions Group, Inc.
Newport Beach
CA
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04/06/2015 Compliance Manager - Portfolio Management & Wealth
Salient Parterns, LP
Houston
Texas
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04/02/2015 Chief Compliance Officer
Woodbourne Capital Management International, LP
Boulder
Colorado
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04/02/2015 Compliance Analyst
Highland Capital Management
Dallas
Texas
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03/31/2015 Compliance Officer
Hanson McClain Advisors
Sacramento
CA
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03/30/2015 Compliance Analyst
IMP Consulting
Boston
Massachusetts
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03/29/2015 Compliance Analyst/Officer
Packerland Brokerage Services
Green Bay
Wisconsin
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03/26/2015 Compliance Manager
Advantus Capital Management
St. Paul
Minnesota
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03/26/2015 Senior Compliance Analyst
Sands Capital Management
Arlington
VA
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03/25/2015 Attorney-Advisor
U.S. Securities and Exchange Commission
Denver
Colorado
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03/24/2015 Director, Due Diligence
Foreside Financial Group, LLC
Portland
ME
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03/14/2015 Registration Coordinator-150007166
Quasar Distributors / US Bancorp Fund Services
Milwaukee
WI
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