The Regulatory Compliance Roundtable
The Regulatory Compliance Roundtable originated in Boston, however, holds quarterly meetings throughout New England. The Roundtable welcomes broker-dealers, investment advisers and hedge fund/private funds. Service providers are welcome with prior approval from the Regulatory Compliance CCO. The Roundtable meetings will be directed to a specific group and subject matter with group discussions, speaker presentations and special events.
For further information regarding this Roundtable, please contact Kim McNutt at NSCP or forward your contact information to be added to the e-mail list to receive notifications of future events.
Phone: (860) 672-0843
Roundtable Member Disclaimer:
Roundtables are a great way to further your professional development and get to know some of your peers. Your satisfaction with the Roundtable is extremely important to us. However, please note that NSCP neither sponsors the Roundtables nor do we have control over the content and format of the meetings. Membership in NSCP is not a requirement to participate in the Roundtables. Consequently, if for any reason your Roundtable experience does not meet your expectations, it is important that you contact NSCP. We can redirect you to another Roundtable that might better suit your needs, or we might be able to help you form your own Roundtable. Please submit all comments to Kim McNutt (firstname.lastname@example.org).