Dallas - Fort Worth (DFW) Compliance Roundtable

Dallas – Fort Worth, Texas

The Dallas Fort Worth (DFW) Compliance Roundtable generally meets quarterly from 11:30am to 1:30pm on the second Wednesday of the month in February, May, August and November. The Roundtable welcomes broker-dealers, investment advisers, hedge fund/private funds and service providers/vendors. Recruiters and head hunters are prohibited to attend.

The meetings consist of group discussions and speaker presentations. The meetings alternate between formal presentations on a variety of timely topics and true roundtable discussions of current compliance subjects and events. There is ample time for networking and there is no cost to join. Feel free to join the LinkedIn group at: DFW Compliance Roundtable.

For further information regarding this Roundtable, please contact Kim McNutt at NSCP or forward your contact information to be added to the e-mail list to receive notifications of future events.

Phone: (860) 672-0843
E-mail: kmcnutt@nscp.org

 

Roundtable Member Disclaimer:
Roundtables are a great way to further your professional development and get to know some of your peers. Your satisfaction with the Roundtable is extremely important to us. However, please note that NSCP neither sponsors the Roundtables nor do we have control over the content and format of the meetings. Membership in NSCP is not a requirement to participate in the Roundtables. Consequently, if for any reason your Roundtable experience does not meet your expectations, it is important that you contact NSCP. We can redirect you to another Roundtable that might better suit your needs, or we might be able to help you form your own Roundtable. Please submit all comments to Kim McNutt (kmcnutt@nscp.org).