Seattle Compliance Roundtable

Seattle, Washington

The Seattle CCO Outreach holds monthly meetings. The Roundtable welcomes broker-dealers, investment advisers and hedge fund / private funds. This Roundtable does not permit consultants or vendors. The meetings consist of group discussions and speaker presentations. Those unable to attend the meeting in-person are welcome to dial into a conference call line. The group is very low key and kept non-formal at the request of members.

For further information regarding this Roundtable, please contact Kim McNutt at NSCP or forward your contact information to be added to the e-mail list to receive notifications of future events.

Phone: (860) 672-0843

Roundtable Member Disclaimer:
Roundtables are a great way to further your professional development and get to know some of your peers. Your satisfaction with the Roundtable is extremely important to us. However, please note that NSCP neither sponsors the Roundtables nor do we have control over the content and format of the meetings. Membership in NSCP is not a requirement to participate in the Roundtables. Consequently, if for any reason your Roundtable experience does not meet your expectations, it is important that you contact NSCP. We can redirect you to another Roundtable that might better suit your needs, or we might be able to help you form your own Roundtable. Please submit all comments to Kim McNutt (