Southern California Compliance Group

The Southern California Compliance Group (SCCG) holds the Roundtable meetings in the following cities: Pasadena, CA / Newport Beach, CA / San Diego, CA. The Roundtable meets quarterly and welcomes broker-dealers, investment advisers, hedge fund/private funds and service providers/vendors.

The quarterly meetings consist of group discussions, speaker presentations and there are also two social events each year for Cinco de Mayo and Oktoberfest. There is an annual membership fee of $100 which covers lunch at the four quarterly meetings and the two social events.

2014 Dates (11:30am - 1:30pm)

February 11, 2014 

May 13, 2014

August 12, 2014

November 11, 2014


For further information regarding this Roundtable, please visit their website at:


Roundtable Member Disclosure:
Roundtables are a great way to further your professional development and get to know some of your peers. Your satisfaction with the Roundtable is extremely important to us. However, please note that NSCP neither sponsors the Roundtables nor do we have control over the content and format of the meetings. Membership in NSCP is also not a requirement to participate in this Roundtable. Consequently, if for any reason your Roundtable experience does not meet your expectations, it is important that you contact NSCP. We can direct you to another Roundtable that might better suit your needs, or we might be able to help you form your own Roundtable. Please submit all comments to Kim McNutt at