Southern Florida Compliance Roundtable

The South Florida Roundtable Group holds meetings three times a year and alternates locations in West Palm Beach and St. Petersburg. The Roundtable welcomes broker-dealers, investment advisers, hedge fund/private funds and mutual funds/investment companies. The meetings consist of group discussions, speaker presentations and discussions led by a moderator. Those unable to attend the meeting in-person are welcome to dial into a conference call line. For more information regarding the Roundtable, please contact Lauren Epstein of Renaissance Regulatory Services, Inc. at laurenepstein@rrscompliance.com.

Please also feel free to contact Kim McNutt at NSCP if you have any questions.

Phone: (860) 672-0843
E-mail: kmcnutt@nscp.org

Roundtable Member Disclaimer:
Roundtables are a great way to further your professional development and get to know some of your peers. Your satisfaction with the Roundtable is extremely important to us. However, please note that NSCP neither sponsors the Roundtables nor do we have control over the content and format of the meetings. Membership in NSCP is not a requirement to participate in the Roundtables. Consequently, if for any reason your Roundtable experience does not meet your expectations, it is important that you contact NSCP. We can redirect you to another Roundtable that might better suit your needs, or we might be able to help you form your own Roundtable. Please submit all comments to Kim McNutt (kmcnutt@nscp.org).