Call for Articles!
NSCP Currents is a bi-monthly compliance journal with in-depth articles by highly respected industry professionals, tackling problems common to every type of financial services firm. NSCP Currents is available to NSCP members only.
General Guidelines for Currents Submissions
All securities compliance topics are accepted. Authors interested in writing on (1) industry best practices, (2) securities regulations and practical advice as how to implement in a compliance program or (3) industry changes/ events are welcome. Series submissions are also accepted.
Submissions should be approximately 1,800 to 2,800 words. All submissions should be in Word format. NSCP reserves the right to edit for grammar and punctuation. Submission does not guarantee publication. Submissions are welcome at any time.
New: NSCP Practical Compliance Column
NSCP is introducing a Practical Compliance Column on the off-months of NSCP Currents. The column is intended to bring “how-to” guidance to NSCP members in the form of written advice on “how-to” develop a compliance policy and/or procedures, Q & A’s on current financial regulations and compliance checklists/forms to assist with compliance testing/oversight.
If you would like to share your “how-to” advice with other NSCP members please submit in Word or Excel format. Any resource tools that you feel will assist fellow NSCP members will be accepted. NSCP reserves the right to accept or reject submissions based on the value and merit of the submission at the time of publication.
Please submit all articles to Eric Cieplik at email@example.com