Become a member!
Simplify your compliance life! Join the thousands of compliance professionals across the country (and beyond) who already rely on NSCP for continuing information and support. Discover the wealth of compliance expertise and legislative information in the pages of our regular publications. Take advantage of NSCP's meetings and our Web site to network with fellow members who "speak compliance."
Annual dues are $450 USD.
Membership is open only to persons employed in a compliance-related capacity by one of the following: a broker-dealer; an investment adviser; or a closely related business or profession with securities compliance concerns, such as a bank, securities compliance consultant, or legal or accounting firm.
Compliance consulting firms, please note:
You must have a firm name. We cannot leave a firm name blank or use "Consultant for [name of another firm]."
Occasionally, NSCP is unable to verify a consultant's practice beyond a firm name, phone number or an e-mail address. In the absence of verifiable employment or existing consultancy, NSCP asks that independent consultants submit a non-consultant industry reference. This may be:
1. a current, active NSCP member, or
2. a representative of the firm/organization with which you were most recently affiliated.
Recruiting firms and members of the press are not eligible for NSCP membership.
Individual Membership Application
For Individual Membership either apply online via the button below or click here to a print form and pay by check
NSCP also has a group membership option! Please click here for more details.