Members receive our monthly journal NSCP Currents. The premier publication of the compliance industry, this journal features in-depth articles written by highly respected professionals, tackling problems common to financial services firms.
General Guidelines for Currents Submissions
All securities compliance topics are accepted. Authors interested in writing on (1) industry best practices, (2) securities regulations and their impact on compliance, (3) practical advice on how to implement a compliance program or (4) industry changes/ events, are welcome. Series submissions are also accepted.
Submissions should be approximately 1,800 to 2,800 words. All submissions should be in Word format. NSCP reserves the right to edit for grammar and punctuation. Submission does not guarantee publication. Submissions are welcome at any time. NSCP reserves the right to accept or reject submissions based on the value and merit of the submission at the time of publication.
NSCP will also accept “how-to” guidance in the form of written advice on “how-to” develop a compliance policy and/or procedures, Q & A’s on current financial regulations and compliance checklists/forms to assist with compliance testing/oversight.
If you would like to share your “how-to” advice with other NSCP members please submit in Word or Excel format. Any resource tools that you feel will assist fellow NSCP members will be accepted. Resource materials may be labeled “Courtesy of ABC Company” but should not contain a marketing solicitation. NSCP reserves the right to accept or reject submissions based on the value and merit of the submission at the time of publication.
Submissions should be sent to Lisa Crossley at firstname.lastname@example.org. If you have any questions please feel free to contact NSCP at (860) 672-0843.