EDUCATION

The most practical education in the industry... members enjoy discounted prices, but our educational offerings are open to non-members also.

FACE-TO-FACE MEETINGS

In addition to our flagship comprehensive 2.5+ day, 70+ workshop National Conference held every year in the fall we offer region-specific day-long meetings. Our faculty are experienced industry veterans who discuss practical implementation of compliance policies and procedures. Workshop topics are specific to investment advisers and broker-dealers, as well as private funds and investment companies. CLE, CFP,  SRO and ethics credits are available.

WEBINARS

NSCP offers compliance training for professionals in the securities industry on a variety of topics. Webinars are recorded and available on the NSCP website.

ESSENTIAL COMPLIANCE RESOURCE MODULES (ECT)

NSCP offers a suite of instructional training modules written by experienced compliance professionals to assist compliance officers on key topics.  ECR modules are available on the NSCP website.