|
Upcoming Webinars: click on a title to register
NSCP, in conjunction with West LegalEdcenter, is proud to announce online compliance training for professionals in the securities industry! NSCP webinars are at no cost or are steeply discounted to NSCP membership; a variety of topics will be presented throughout the year.
You must create a profile (one time) before signing up.
Click here to create that profile before you register.
Can't make the live broadcast? We archive our webinars!
Click here to drop down to our "on demand" list.
Political Contributions and Investments Advisers - What Compliance Professionals need to know about the new Advisers Act Pay-to-Play Rule 206(4)-5
July 27th, 11:00-12:00 EDT
Speakers: Elizabeth Knoblock, Mayer Brown LLP and Matthew Goldin, SEC
Price: FREE to NSCP members
The Amended ADV Part 2 - What Compliance Professionals Need to Know about the Upcoming Changes
August 25th, 1:00-2:15 EDT
Speakers: Patricia E. Flynn, INTECH, Miriam Lefkowitz, Shufro, Rose & Co., LLC and Timothy Simons
Price: FREE to NSCP members
BD Compliance Surveillance Techniques using Google and Excel
September 16th, 1:00-2:00 EDT
Speakers: Craig Watanabe, Penniall & Associates, Inc., Nancy Lininger, The Consortium, and David M. Sobel, Abel/Noser Corp.
Price: $60 NSCP Members/ $120 to non members
Previous Webinars recorded and Available on Demand
Rules vary for recorded webinars!
Please check to make sure that your accrediting body is included prior to signing up.
Challenges For CCOs Under Amended Advisers Act Custody Rule
Speakers: Clifford J. Alexander, K&L Gates, Pamela K. Ziermann, Dougherty Financial Group LLC and Lee D. Augsburger, Prudential Financial, Inc.
Duration: 1 hour and 30 minutes
Price: Free to NSCP Members
An Introduction to Complex Financial Products
Speaker; Richard D. Marshall, Ropes & Gray LLP
Duration: 1 hour and 30 minutes
Price: $90.00 for NSCP Members
Key Insights into Hedge Fund Regulatory & Compliance Issues
Speakers: Michelle L. Jacko, Core Compliance & Legal Services, Inc.and Mark A. Polemeni Alexandra Investment Management, LLC
Duration: Unspecified
Price: $60 for NSCP Members
Creating your West LegalEdCenter Profile
Part I - signing up.
1. Click here to open a new tab and sign in to West's LegalEdcenter as a "New User" (Please note that this registration is separate from your NSCP login information)
2. Complete the Registration Information
3. Under "Your Practice Information", the last box asks "Associations You Belong To:" - click on "National Society of Compliance Professionals"
4. Check the box marked "I Agree" under "Terms and Conditions of Site Use"
5. Submit
6. Registration for West LegalEdcenter is complete.
Part II - finding our webinars.
7. Go to "Browse Programs" located on the left hand side of your screen and under "CLE" click on "Content Partners"
8. Locate and click on "National Society of Compliance Professionals"
9. Click "Add to Cart" for the webinar(s) you wish to attend.
10. Click "Purchase Now" (the balance due will appear if applicable)
11. Registration for Webinar is complete.
About West LegalEdcenter
The cost-effective source for online and in-person legal training and CLE, West LegalEdcenter keeps attorneys up-to-date on the law and compliant with state requirements. Find everything you need to manage continuing education and professional development in law firms and legal departments – live conferences and seminars around the nation, more than 7,000 online courses, compliance tracking, learning management, and full integration with in-house training. Taught by the most prestigious names in the legal field, West LegalEdcenter covers both the core substance of law as well as hot topics in every practice area. For more information, visit www.westlegaledcenter.com.
|