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Event: 10th Annual Focus Event on Registrant Regulation Conduct & Compliance
Dates: May 2nd and 3rd, 2017
Location: One King West, Toronto

 Be on top of Cybersecurity, Best Interest Standards, Fintech and CMRA’s Reforms. Are you ready?

The 10th Annual Focus Event on Registrant Regulation Conduct & Compliance is Canada’s top event to help you achieve compliance excellence. The 2017 event features 30+ industry experts including over 5 regulators, 7 panels, 2 breakout sessions and 10+ hours of networking. Don’t miss out!

The Canadian registrant’s regulatory landscape is quickly changing. Keep up to date with our exclusive provincial regulator Q&A. Compliance experts will provide you with regulatory updates and best practice tips to stay on top of the regulatory changes.

Take back strategies to:

  • Improve your compliance culture
  • Enable your Fintech strategy
  • Implement AML amendments
  • Perfect your reporting under CRM2
  • Protect against cyber threats

We currently have industry leaders from the OSC, AMF, BNY Mellon Wealth Management, Scotiabank, IIAC and many more.

Download our brochure to get more information on the speakers and sessions.

Register now to learn and network with these industry experts.