RND Resources, Inc. compliance services provider for investment advisers, broker-dealers, fund managers, and related financial service firms with regulatory compliance needs. Our professionals develop vertically integrated solutions in outsourced compliance, start-up registration, audit, and accounting.
Support services include –
- Procedures & Policies
- Branch audit & Annual review
- Outsourced principal
- Regulatory remediation
CPA Accounting services include PCAOB certified audits and custody audits as well as audit preparation and engagement reviews.
For more details call us at (818) 657-0288 or visit http://www.finracompliance.com/services/