RND Resources, Inc. is a full-service compliance consulting firm helping investment advisers, banks, broker-dealers, hedge-funds, private equity groups, and insurance agencies meet their regulatory responsibilities. Our team of experts work closely with your business to provide outsourced solutions for regulatory compliance, registration, audits, and consulting advice.

Look to RND for risk assessments, on-site branch office audits, anti-money laundering audits, FINOP services, and all compliance and registration needs.

PCAOB registered and a member of AICPA with offices in Los Angeles and New York.

Here to help with SEC and FINRA regulatory requirements since 1984. Visit http://www.finracompliance.com for more details or call us at (818) 657-0288

Download our services brochure: http://www.finracompliance.com/services/