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RND Resources, Inc. compliance services provider for investment advisers, broker-dealers, fund managers, and related financial service firms with regulatory compliance needs. Our professionals develop vertically integrated solutions in outsourced compliance, start-up registration, audit, and accounting.

Support services include –

  • Procedures & Policies
  • Branch audit & Annual review
  • AML
  • FINOP
  • Outsourced principal
  • Regulatory remediation

CPA Accounting services include PCAOB certified audits and custody audits as well as audit preparation and engagement reviews.

For more details call us at (818) 657-0288 or visit http://www.finracompliance.com/services/