SROcalendar is a web based compliance solution designed to lower costs and minimize the day to day compliance impact to RIA’s, IA’s, PE and BD’s. While managing our financial services firm we experienced seven audits which resulted in the creation of SROcalendar as it was built out of necessity and refined over 7yrs. Take 3 minutes to review our online demo video https://srocalendar.com/Solutions/SECModule.aspx.