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Thornton and Associates, LLC provides customized compliance, FinOp and anti-money laundering services to FINRA Broker Dealers and Registered Investment Advisors. Our firm was founded and is staffed by former NASD/FINRA examiners and compliance professionals. For more information about our customized compliance services, please visit our website at http://www.thorntonandassociates.com or contact us at (877) 542-6759.