NSCP MEMBERSHIP

Become A Member & Simplify Your Compliance Life

Join the thousands of compliance professionals across the country who rely on NSCP for continuing information and support.
  • Discover the wealth of compliance expertise and legislative information in the pages of our regular publications.
  • Take advantage of NSCP’s meetings and web site to network with fellow members.
  • Annual Dues are $450 USD

 

Become An NSCP Member*

Discover the wealth of compliance expertise and legislative information in the pages of our regular publications, website, meetings, and networking with fellow members.

*Important Note – Compliance consulting firms, please note:
You must have a firm name. We cannot leave a firm name blank or use “Consultant for [name of another firm].”
Occasionally, NSCP is unable to verify a consultant’s practice beyond a firm name, phone number or an e-mail address. In the absence of verifiable employment or existing consultancy, NSCP asks that independent consultants submit a non-consultant industry reference. This may be:
1. a current, active NSCP member, or 2. a representative of the firm/organization with which you were most recently affiliated.
**Membership is open only to persons employed in a compliance-related capacity by one of the following: broker-dealer, investment adviser, investment company, municipal advisor, private fund, hedge fund or a closely related business or profession with securities compliance concerns, such as a bank, securities compliance consultant, or legal or accounting firm.

Interested In Learning More About Our Membership?

Leave a comment below.
One of our staff members will get back to you soon.