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Compliance Officer - Corient

Date postedOctober 20, 2025
in NSCP Jobline,

Compliance Officer

Corient

Location: Denver, CO or Miami, FL

Overview

Looking for a compliance professional with 5-7 years of experience in RIA compliance.

Areas of focus include Form ADV, licensing and registration and general RIA compliance responsibilities.

Great opportunity to grow in a large, fast paced RIA.

To apply: https://careers.corient.com/jobs/16642904-compliance-officer-compliance-management 

NSCP Announces Brad Busscher as 2025 JH Award RecipientDate postedSeptember 17, 2025 Deputy CCODate postedOctober 21, 2025

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Most Recent Posts

  • Senior License Compliance Investigators Date postedNovember 14, 2025Posted
  • NSCP Announces 2026 Chair and Chair-Elect Date postedNovember 6, 2025Posted
  • Managing Director, Regulatory Compliance Date postedOctober 30, 2025Posted
  • Securities Compliance Officer Date postedOctober 29, 2025Posted
  • Securities Compliance Attorney Date postedOctober 29, 2025Posted

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