NSCP Meets with New SEC Chair Jay Clayton

On June 29, 2017 Lisa Crossley, Executive Director of NSCP and representatives of NSCP membership met with the SEC Chair Jay Clayton.

Discussion included:
• Evaluation of costs in the promulgation of rules
• Concerns relating to the appropriate role of the compliance officer
• Compliance Officers/compliance function at small firms
The entire summary is now available for all Members.

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