WEBINAR: CCO Liability (Part III): Managing Liability: Navigating Indemnities and Insurance Options

The National Society of Compliance Professionals is pleased to host this webinar on “CCO Liability (Part III): Managing Liability: Navigating Indemnities and Insurance Options” sponsored by SEC Compliance Consultants.

In this webinar, panelists will discuss indemnifications and insurance as potential remedies to address the direct financial risks to a CCO.  Attendees will learn:

  • What terms and conditions should Chief Compliance Officers be aware of with respect to insurance policies and riders?
  • Are CCOs still covered once they leave a firm?
  • What factors may a board wish to consider in connection with approving or renewing a D&O/E&O insurance policy?
  • What are the protections/defenses in place for fund directors?Are CCOs afforded the same protections? Also, is outside counsel ever subject to potential liability?
  • Are Fund Directors ever found personally liable or are they covered by fund assets and/or D&O/E&O insurance policies?
  • What is the biggest misconception about cyber insurance?

Panelists include:
Janaya Moscony, President of SEC Compliance Consultants
Andrew Fotopoulos, President of Starkweather & Shepley Insurance Corp. of MA
Stephen Cohen, Partner at Dechert
Michael Brice, Co-Founder of BW Cyber Services