The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting compliance officials in the securities industry.

• offers practical and interpretive guidance on compliance-related matters;
• alerts its members to important regulatory developments;
• sponsors educational meetings that serve as forums for exchanging ideas and information;
• provides professional analyses and counsel in regard to securities laws and regulations authorized by the states, federal agencies and the SROs; and
• promotes professionalism among compliance officials within the securities industry.

NSCP Announces that Dan Gallagher and Carlo di Florio will speak at the NSCP National on October 22, 23, and 24

NSCP Membership Dues to Increase on March 1, 2012

SEC Dismisses Case Against Theodore W. Urban

NSCP Files Amicus Brief In The Matter of Theodore W. Urban

Click here for NSCP's Code of Ethics.