The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting compliance professionals in the financial services industry. NSCP is for compliance, by compliance - it is our goal to provide professional resources to U.S. and Canadian financial services professionals through our unequaled network of peers, professional education, regulatory interaction and professional standards. Click here to view our offerings.
Mission: By providing our members an unequaled network of peers, professional education, regulatory interaction and professional standards, NSCP facilitates the interchange of compliance information for and provides professional resources to U.S. and Canadian financial services compliance practitioners.
Take a look at the August issue of NSCP Currents and learn what others are saying about the NSCP National Conference!
National Society of Compliance Professionals Offers Input to the SEC on CCO Liability
On behalf of its membership, the National Society of Compliance Professionals (NSCP) has submitted a letter to the Securities and Exchange Commission providing input on emerging enforcement issues of compliance officer liability. NSCP’s compliance officer members and the Commission share parallel interests in the values of market integrity and investor protection. Guided by these values, through this letter, NSCP seeks respectfully to provide the Commission the benefit of its members’ experience in articulating support for a strong, effective enforcement program, while recognizing the shared mission of compliance officers and the unique role they play in their firms.
Download: National Society of Compliance Professionals Letter to SEC
NSCP Conferences Survey for Attendees
We are planning for our 2016 NSCP Regional Conferences, and seek your input so that we can design sessions and content that will best suit the needs and interests of our attendees.
NSCP :: 22 Kent Road :: Cornwall Bridge, CT 06754 :: 860.672.0843