The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting compliance officials in the securities industry.

• offers practical and interpretive guidance on compliance-related matters;
• alerts its members to important regulatory developments;
• sponsors educational meetings that serve as forums for exchanging ideas and information;
• provides professional analyses and counsel in regard to securities laws and regulations authorized by the states, federal agencies and the SROs; and
• promotes professionalism among compliance officials within the securities industry.