NSCP Currents Live Webinar – April 24

Written By Designsite

Join us for the next NSCP Currents Live webinar

“FINRA's Residential Supervisory Location (RSL) and Remote Inspection Pilot”
Wednesday, April 24th, 12:00 – 1:00pm EST

NSCP Members: Mark your calendar so you don’t miss this live event!

This webinar will be accessible to NSCP Members only.*

Not an NSCP Member?

 

Speakers:

Jerry Danielson

Assistant Vice President Field Audit
Lincoln Financial Group Distribution

Andrew Mount

Senior Associate
Eversheds Sutherland (US) LLP

Jennifer Szaro

Chief Compliance Officer
XML Financial Group, XML Securities, LLC

 

* No need to register.  Similar to other NSCP virtual events, access will be provided to NSCP Members via email one day before the event.

NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.

Designsite

Designsite is an award-winning website, digital marketing and branding firm, based in Fairfield CT. We’re an original Squarespace Expert and have helped over 200 startups, nonprofits and businesses of all sizes build a successful online presence. Please contact us at info@designsite.com to learn about how we can help your business.

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