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NSCP is dedicated to advancing the expertise of financial services compliance professionals and the long-term success of the compliance profession.
News & Updates
May 28
Navigating Reg S-P, Cybersecurity, and Data Privacy Challenges Webinar
12:00 PM - 1:00 PM
EDT
Details
Jun 4
Oct 26
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Oct 29
About NSCP
The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is “For Compliance, By Compliance.” NSCP membership provides financial services compliance professionals with a wide range of compliance resources, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests. NSCP members have access to a diverse community of compliance professionals who willingly share their knowledge and expertise.
NSCP Events
Learn about our virtual and in-person events, including a variety of opportunities to engage with key industry topics and experts.
Our Regulatory Interchange Webinars, held virtually, will feature insights from FINRA, NASAA, and SEC regulators. For those seeking hands-on learning, our Interactive Compliance Labs will take place in person, offering practical compliance training. We’ll also host Currents Live Webinars virtually, providing timely discussions on current regulatory issues.
Finally, don’t miss our National Conference, an in-person event that brings together professionals from across the industry for networking, education, and collaboration.
View Events
Our Regulatory Interchange Webinars, held virtually, will feature insights from FINRA, NASAA, and SEC regulators. For those seeking hands-on learning, our Interactive Compliance Labs will take place in person, offering practical compliance training. We’ll also host Currents Live Webinars virtually, providing timely discussions on current regulatory issues.
Finally, don’t miss our National Conference, an in-person event that brings together professionals from across the industry for networking, education, and collaboration.
View Events
Become a Member
Becoming a member of NSCP means joining a community of compliance professionals who are committed to advancing their knowledge, careers, and the industry as a whole. Members gain exclusive access to expert-led events, practical resources, and a strong network of peers who understand the challenges of the field. Whether you’re staying ahead of regulatory changes, seeking support, or growing your expertise, NSCP membership offers the tools and connections to help you succeed.
“One of the many benefits of NSCP is our ability to network, go to conferences, and learn from each other so that you can meet people who can help you with situations that you might find challenging.”
– Jim Downing, Chief Compliance Officer at Jones Lang LaSalle Securities
Join NSCP
“One of the many benefits of NSCP is our ability to network, go to conferences, and learn from each other so that you can meet people who can help you with situations that you might find challenging.”
– Jim Downing, Chief Compliance Officer at Jones Lang LaSalle Securities
Join NSCP