Invest in Yourself Today: NSCP Interactive Compliance Labs

Written By Designsite

April 18th in Long Beach, CA | April 23rd in New York, NY

Lab Sessions Offered in Both Locations:

  • Risk Management

  • Service Provider Oversight

  • Mandated PF Investor Reporting

  • Off-Channel Communications

  • Regulatory Examinations

  • Promoting Ethics

  • The Marketing Rule

  • Cyber Incident Response

  • Testing, Surveillance & Documentation

  • Preferential PF Investor Treatment Restrictions

California Agenda Feature: Effective Compliance Skills

New York Agenda Feature: Artificial Intelligence | Reg BI v Fiduciary Care

Registration Rates:
$395.00 for NSCP Members
$575.00 for Non-members

Learn more about becoming an NSCP Member

Designsite

Designsite is an award-winning website, digital marketing and branding firm, based in Fairfield CT. We’re an original Squarespace Expert and have helped over 200 startups, nonprofits and businesses of all sizes build a successful online presence. Please contact us at info@designsite.com to learn about how we can help your business.

http://designsite.com
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