NSCP Interactive Compliance Labs (West and East Coast Locations)
April 18, 2024 – Long Beach, CA
April 23, 2024 – New York City, NY
Join us for a full day of in-person lab sessions designed to provide real life application through hands-on activities. Attendees will learn from knowledgeable facilitators, engage in small group discussions, share their thoughts and experiences through the use of case studies, group questions and hypothetical scenarios applicable to each session’s topic. Attendees will leave with practical and useful tools to apply in their workspace.
2024 NSCP Events
Interactive Compliance Labs (In-person at 2 locations)
April 18, 2024 - Full Day event at California State University Long Beach, CA
April 23, 2024 - Full Day event at Fordham Law, NYC
Join us for a full day of in-person lab sessions designed to provide real life application through hands-on activities. Attendees will learn from knowledgeable facilitators, engage in small group discussions, share their thoughts and experiences through the use of case studies, group questions and hypothetical scenarios applicable to each session’s topic. Attendees will leave with practical and useful tools to apply in their workspace.
$395 for NSCP Members / $575 for Non-members
Registration to open in early January 2024.
Regulatory Interchange Webinars
2024 Dates:
Hear directly from the regulators on the compliance topics that matter most to your business at the NSCP Regulatory Interchange Webinars. Must be a NSCP Member to attend.
Free for all NSCP Members.
Thursday, February 15 (12:00 – 3:00 pm EST) – Regulatory Interchange Webinar Featuring FINRA
Tuesday, March 5 (12:00 – 3:00 pm EST) – Regulatory Interchange Webinar Featuring the SEC
Thursday, March 21 (1:00 – 2:30 pm EST) – Regulatory Interchange Webinar Featuring NASAA
NSCP Currents Live Webinars:
2024 Dates:
NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.
Free for all NSCP Members.
Currents Live webinars are held on the fourth Wednesday of each month at 12:00 pm ET. Topics and speakers will be announced each month prior to the webinar.
Next Currents Live webinar:
Wednesday, April 24 (12:00 – 1:00 pm EST) – “FINRA's Residential Supervisory Location (RSL) and Remote Inspection Pilot”
NSCP National Conference
October 27-30, 2024 - Omni Dallas in Dallas, TX
Two and a half days of educational sessions, keynotes, networking events, exhibit hall, and much more!
Earn continuing education credits. Exhibit and sponsor opportunities available. In-person attendance only.
Discounted rates for NSCP Members.
2025-2027 NSCP National Conference Dates & Locations:
2025 - October 27-29 - Hyatt Regency Grand Cypress in Orlando, FL
2026 - October 26-28 - Hyatt Regency Grand Cypress in Orlando, FL
2027 - October 25-27 - Hyatt Regency Grand Cypress in Orlando, FL
Submit Session Ideas to NSCP
Please share your ideas for session topics that you think would be of value to NSCP members to be considered by our Conference Committee when planning future NSCP events.