Farmers Financial Solutions

Location: Hybrid or Remote 

The Compliance Analyst II acts as a liaison with regulators and impacted business areas by preparing for meetings, coordinating the production of documents and responses in connection with examinations or other regulatory inquiries. Manages required regulatory filings including FINRA and responds to informational requests/inquiries. Develops responses to inquiries from regulatory authorities (includes FINRA, SEC, MSRB, State Securities Divisions, DOI) and provides assistance to other functions concerning compliance issues. Licensed FINRA Principal authorized to review broker-dealer communications and marketing materials for compliance with applicable laws and regulations. Effectively track materials using applicable methods and tools per industry/company record retention requirements.

To apply:  https://jobs.farmersinsurance.com/job/Compliance-Analyst-II-Farmers-Financial-Solutions/820488402/

Contact:  
Jen Hayden (she/her) | Senior Talent Acquisition Consultant | Farmers Insurance 
Email: jennifer.hayden@farmersinsurance.com
Farmers Careers: https://www.farmers.com/careers/corporate/