Anh Lam, CRCP, IACCP, CSCP

Anh Lam, CRCP®, IACCP®, CSCP, is the Chief Compliance Officer and Senior Vice President for West Financial Services Inc. and Rembert Pendleton Jackson, affiliates of Atlantic Union Bank.

In this role, Ms. Lam oversees the compliance programs for two registered investment adviser firms collectively managing more than $5.5 billion in assets and provides strategic compliance guidance and training to wealth management professionals across the organization.

Prior to joining Atlantic Union Bank (formerly Sandy Spring Bank), Ms. Lam built a comprehensive understanding of the wealth management business from the ground up. She began her career as an intern and progressed rapidly to lead a client services team while managing the compliance program for a boutique registered investment adviser. This hands-on experience across front, middle, and back-office functions gave her a holistic perspective on wealth management operations and reinforced her belief that strong compliance, technology, and operational frameworks can serve as competitive advantages—not merely cost centers.

Ms. Lam earned a Bachelor of Science in Business Administration with a specialization in Finance from the American University, Kogod School of Business. She also holds three compliance designations: FINRA – Certified Regulatory and Compliance Professional (CRCP®), National Society of Compliance Professionals’ Certified Securities Compliance Professional (CSCP®), and Comply | Investment Adviser Association’s Investment Adviser Certified Compliance Professional (IACCP®).