Ann Marie Swanson

Ann Marie Swanson is a Director in the Financial Services Compliance and Regulation practice, based in Boston. Ann Marie leverages over 25 years of experience as a compliance and legal executive advising registered investment advisers (RIAs) managing private funds (domestic and offshore), including those private funds with ERISA assets, mutual funds, collective investments funds, exchange traded funds and separately managed accounts for retail, high net worth and institutional investors. She specializes in building and strengthening compliance and risk infrastructures to meet business and regulatory demands.