Cathy Vasilev

Financial services compliance executive and company founder with 25+ years spanning broker-dealer, RIA, insurance, and RegTech operations. Co-founded Red Oak Compliance Solutions in 2010 and helped scale it from a start-up into a global compliance technology provider serving more than 2,000 firms worldwide, including over half of the top 20 global asset managers. Combines hands-on regulatory expertise — advertising review, supervision, surveillance, and suitability — with the operating discipline to build the teams, processes, and systems that make compliance programs scalable. Known for translating complex regulatory requirements into practical workflows that leaders, advisors, and regulators all trust.