Darren McMillan
Chief Compliance Officer, U.S. Wealth Management
BMO Financial Group
Professional Bio
Darren McMillan is Chief Compliance Officer for BMO U.S. Wealth Management, where he oversees compliance programs supporting the firm's investment advisory, broker-dealer, and banking businesses. With more than 30 years of financial services experience, he has led compliance and AML programs for U.S. and international regulated entities, including oversight of regulatory examinations, compliance governance, and risk management initiatives. Darren regularly presents on compliance, regulatory, and risk management topics across industry and organizational forums. He holds an MBA in Finance from DePaul University and a B.S. from the University of Wisconsin-Madison and is a Certified Fiduciary & Investment Risk Specialist (CFIRS).
Organization
BMO Financial Group
Member
BMO Financial Group