Eric Chandler, CAMS, CRCP

Eric Chandler serves as Vice President of Examinations, Trading & Execution. In this role, he is responsible for the effectiveness, efficiency, and execution of the Trading & Execution Examinations Program, including examinations conducted pursuant to FINRA's Regulatory Service Agreements (RSA). He works collaboratively across Examination teams to drive program priorities aligned with Regulatory Operations goals and vision, and partners closely with Member Regulation Services' Regulatory Services Management team on various strategic engagement initiatives.

Prior to this role, Eric served as Vice President of Strategy and Program Risk within Member Supervision, where he led teams responsible for supporting the development of Member Supervision's strategic plans and goals and worked closely with senior leaders across the department and FINRA to mitigate operational risks and facilitate the execution of strategic plans. Eric has also served as a senior leader within Risk Monitoring, where he oversaw many firms with the Trading and Execution business model, as well as within Operations, where he enhanced operational infrastructure, centralized functions, and developed program metrics across Member Supervision. He has driven the success of many initiatives.

Eric earned a Bachelor of Science degree from the University of Maryland Eastern Shore and a Master of Business Administration degree from Seton Hall University. He is designated as a Certified Regulatory Compliance Professional™ (CRCP) through the FINRA Institute at Wharton and a Certified Anti-Money Laundering Specialist (CAMS).