Janice Powell, IACCP

Chief Compliance Officer

Affinex Capital

Professional Bio

As the Chief Compliance Officer of Affinex Capital Group, Janice Powell is a highly sought-after expert in the compliance arena with more than 24 years of experience. She has worked extensively across the financial services industry, from home offices of independent firms to bank holding companies, helping firms build and develop a strong culture of compliance. Janice's dynamic approach involves collaborating with C-Suite executives to proactively mitigate conflicts of interest and regulatory scrutiny. She specializes in creating solutions that not only ensure compliance but also support a firm's ability to expand and grow. Her deep knowledge spans multiple business models, including hybrid advisers, multi-family offices, and broker-dealers, and she is an expert in compliance program development, risk assessment, and internal controls. Janice earned an MBA from the University of Phoenix, holds FINRA Series 7, 24, 63, and 65 licenses, has also earned her IACCP® designation, and is a board member of the National Society of Compliance Professionals.

Organization

Affinex Capital
520-333-4719
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