Jodie Crotteau, CAMS, FINRA Series 7, FINRA Series 24, FINRA Series 63

Jodie Crotteau is an experienced senior compliance professional who has developed, implemented, and managed regulatory and compliance programs for SEC-registered investment advisers, as well as various registered funds such as mutual funds, ETFs, closed-end funds, and commodity pools. She currently serves as Chief Compliance Officer of Amplify Investments LLC and Amplify ETF Trust, where she is responsible for designing and maintaining policies and procedures aligned with evolving SEC, FINRA, and NFA regulatory requirements. In this role, she works closely with fund boards, subadvisers, distributors, and service providers to support strong governance, effective oversight, and exam‑ready compliance programs.

Ms. Crotteau brings nearly 30 years of compliance experience in the financial services industry. Prior to joining Amplify, she served as Chief Compliance Officer and Executive Director at Harris Associates. Previously, she was Chief Compliance Officer at Harbor Capital Advisors, Inc., where she oversaw compliance for the adviser and multiple affiliated entities, including a non‑depository trust company, a limited‑purpose broker‑dealer, and an in‑house transfer agent. She has also served as Chief Compliance Officer for a registered fund of hedge funds.

Ms. Crotteau earned an MBA in Finance and Organizational Leadership from the University of Findlay. She holds FINRA Series 7, 24, and 63 licenses, as well as industry designations including Certified IRA Services Professional (CISP) and Certified Anti‑Money Laundering Specialist (CAMS). She served on the board of the National Society of Compliance Professionals (NSCP) from 2018 to 2021 and remains an active member.