Tito Pombra
President and Founder
Adviser Compliance Consulting
Professional Bio
Tito Pombra is a seasoned compliance professional with over 40 years of experience in the global asset management industry. He is the President and Founder of Adviser Compliance Consulting Inc. (ACC), a firm that provides proactive and customized compliance solutions to a wide range of clients, including registered investment advisers, hedge funds, private funds, investment companies, private equity, CPOs, CTAs, and financial professionals. He also serves as an Outsource Chief Compliance Officer leading investment advisory firms and private fund advisers.
His expertise covers various aspects of compliance, such as Investment Adviser, Investment Company, and Private Fund Compliance Programs, Anti-Money Laundering Programs, NFA Registration and Compliance, International Compliance and UCIT Regulations, Policies and Procedures, Annual Reviews, Mock SEC Examinations, Risk Assessments, and Compliance Training. He is also a Top 20 Rising Star in Compliance, recognized by the industry for his excellence and innovation. His mission is to help his clients achieve their business goals while maintaining a strong culture of compliance and ethics
His expertise covers various aspects of compliance, such as Investment Adviser, Investment Company, and Private Fund Compliance Programs, Anti-Money Laundering Programs, NFA Registration and Compliance, International Compliance and UCIT Regulations, Policies and Procedures, Annual Reviews, Mock SEC Examinations, Risk Assessments, and Compliance Training. He is also a Top 20 Rising Star in Compliance, recognized by the industry for his excellence and innovation. His mission is to help his clients achieve their business goals while maintaining a strong culture of compliance and ethics
Organization
Adviser Compliance Consulting
1900 NW Corporate Blvd., Ste. 200WNew York City, NY 10018
United States 212-951-1030 https://outsourcecco.com/
Member
Adviser Compliance Consulting