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BD Forum

Wednesday, June 3, 2026
2:00 PM - 3:00 PM (EDT)

Join Us Virtually

Event Details

Join us for our Monthly Broker Dealer Forum!

Connect with fellow NSCP members to explore current regulatory developments, emerging issues, and practical considerations impacting broker-dealers.

What to Expect

  • Interactive discussion with industry peers
  • Member Q&A and shared perspectives
  • Practical insights on timely regulatory topics

Forum Information

Co-Chairs: Issa HannaAndrew Mount and Brian Rubin 

Stay Connected

Please ensure you have joined the Forum Community and check the discussion page regularly for updates and additional information.

Registration Information

Access will be provided via e-mail the day of the event.

This webinar will be accessible to NSCP Members only.

Not an NSCP Member? JOIN NOW

For More Information:

Heather Barnett
Heather Barnett
Director of Business Systems and Operations NSCP - National Society of Compliance Professionals (860)419-5002

Event Access Information

Use of AI notetakers, automated transcription tools, or recording bots during NSCP sessions is not permitted.  

Agenda: Available in the Forum Library the day before the event

Event Access: Login details will be emailed on the day of the event

Recording & Materials: Available in the Forum Library following the event for Forum Community members