Broker Dealer Forum
Join Us Virtually
Event Details
Join us for our Monthly Broker Dealer Forum!
Connect with fellow NSCP members to explore current regulatory developments, emerging issues, and practical considerations impacting broker-dealers.
What to Expect
- Interactive discussion with industry peers
- Member Q&A and shared perspectives
- Practical insights on timely regulatory topics
Forum Information
Co-Chairs: Issa Hanna, Andrew Mount and Brian Rubin
Stay Connected
Please ensure you have joined the Forum Community and check the discussion page regularly for updates and additional information.
For More Information:
Event Access Information
Use of AI notetakers, automated transcription tools, or recording bots during NSCP sessions is not permitted.
Agenda: Available in the Forum Library the day before the event
Event Access: Login details will be e-mailed when you register and a reminder e-mail on the day of the event. You can also add to your calendar from the e-mail.
Recording & Materials: Available in the Forum Library following the event for Forum Community members
Note: we will not be emailing the links to the agenda or the recording out via e-mail