NSCP Currents Live Webinar - Retail Due Diligence Practice Tips

Join us for an interactive discussion on Retail Due Diligence Practice Tips.

Featuring:

• Miriam Lefkowitz, Consulting and Testifying Compliance Expert/Securities Regulatory Attorney
• Ana Petrovic, Director, Financial Services Compliance and Regulation, Kroll
• Jim Sommerfield, Senior Compliance Officer & Agency Principal, Wintrust Wealth Management

Mark your calendar so you don’t miss this event!

NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.