NSCP Currents Live Webinar - Aging Clients, Rising Risks: Compliance Strategies for Senior Investor Protection
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Event Details
Join us for an interactive discussion on Aging Clients, Rising Risks: Compliance Strategies for Senior Investor Protection.
Featuring:
- Doug Baxley, Chief Compliance Officer, Partner, Merit Financial Advisors
- Andrew Mount, Counsel, Eversheds Sutherland (US) LLP
- Crystal Trout, Director, Baker Tilly US
Register now so you don't miss this live event!
NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.
Registration Information
Event Access Information
Use of AI notetakers, automated transcription tools, or recording bots during NSCP sessions is not permitted.
Event Access: Login details will be e-mailed when you register and a reminder e-mail will be sent on the day of the event. You can also add to your calendar from the e-mail.
Recording & Materials: Available to NSCP members on Currents On Demand following the event.