Forum Financial Management, LP

Location: Lombard, IL

Overview

Forum Financial Management, LP is seeking a motivated and detail-oriented Compliance Analyst to join our Compliance Team. This role is ideal for a compliance professional who thrives on improving processes, embracing automation, and finding innovative ways to enhance compliance efficiency across the organization.

The Compliance Analyst will play a central role in optimizing firm-wide compliance operations by leading initiatives to streamline workflows, implement scalable technology solutions, and integrate automation tools that reduce manual tasks and improve data accuracy. This includes re-engineering key compliance processes—from advisor onboarding and registration to ongoing supervision, testing, and audits—by developing and maintaining automated systems that ensure timely, consistent, and auditable outcomes.

To Apply: https://ats.rippling.com/forum-financial-management/jobs/b66f9f4a-232e-4674-96c6-ed14c1f1d002