Independent Financial Partners

Location: Tampa / Remote

Overview

The Registrations & Licensing Analyst functions as an operational anchor for multi-line regulatory enablement across the broker-dealer, RIA, and insurance channels. This role drives end-to-end licensing lifecycle management, ensuring representatives, entities, and branch offices maintain uninterrupted authorization to conduct business. The Analyst also stands up the firm’s continuing education (CE) and training ecosystem—executing regulatory requirements and supporting enterprise readiness across all credentialed personnel.

The ideal candidate blends precision with scalability thinking. The role requires stewardship of high-integrity regulatory data, rapid-cycle processing within FINRA’s CRD/IARD architecture, and ongoing alignment with compliance, supervision, HR, and field leadership.

Apply on LinkedIn https://www.linkedin.com/jobs/view/4335943483