Charles River Development - A State Street Company

Location: Position can be based out of these offices of CRD: Burlington/Boston MA, Stamford CT, Clifton and Princeton NJ, Berwyn PA, Irvine an Sacramento CA, and Toronto Canada

Overview

Compliance Specialist serve as subject-matter experts in the implementation and upgrade for the compliance module of the Charles River Investment Management Solution (CRIMS). Their contributions include organizing and coding compliance rule libraries, defining client requirements, configuring and tuning the solution to the client’s compliance needs, training clients, testing workflows and resolving issues before taking the client live. Consultants are expected to demonstrate an understanding of the CRIMS compliance module.

Preferred Skills/Experience:

• Experience supporting or implementing compliance solutions within a bank, hedge fund, asset manager, wealth manager, consulting firm, or regulatory agency. Experience with order management and compliance solutions is especially valuable.
• Familiarity with the investments compliance industry including global regulatory requirements that impact buy-side firms; relevant regulations include but are not limited to Investment Company Act of 1940, UCITS and SEC 2a-7 Regulation.
• Ability to understand and decipher investment guidelines that pertain to client policies and restrictions. Basic knowledge of fixed income and equity financial instruments. Basic understanding of investment management or wealth management work flows. Basic understanding of derivatives and FX instruments is a plus.
• Basic command of SQL and understanding of relational databases.

To apply: https://careers.statestreet.com/global/en/job/R-789658/Senior-Consultant-Compliance-Investment-Software-Implementation-Charles-River-Development