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Calfee, Halter & Griswold
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Organization Overview
• Support RIAs and BDs in the development and administration of their compliance programs.
• Serve as outsourced GC to draft, coordinate, and review all legal documents of the firm.
• Conduct due diligence and monitor activities of sub-advisers, third-party managers, and service providers.
• Represent the adviser before the SEC and other regulators.
• Serve as outsourced GC to draft, coordinate, and review all legal documents of the firm.
• Conduct due diligence and monitor activities of sub-advisers, third-party managers, and service providers.
• Represent the adviser before the SEC and other regulators.
Company Discount