CapitalROCK

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Organization Overview

CapitalRock provides software solutions to help broker-dealers meet their obligations under everchanging financial services regulatory environment. In addition to Reg BI, RightBridge systems have functionality to support New York’s Reg 187 as well as DOL PTE 2020-02.

Contact

1120 20th Street Northwest
Suite 750
Washington, District of Columbia 20036
United States

860-672-0843

“NSCP Membership promotes professional growth, development and unification of compliance professionals within the financial services industry. NSCP members have full access to valuable compliance resources as well as a diverse community of compliance professionals, each bringing their own experiences, ideas, and best practices to share with one another.”

– Lisa Crossley, NSCP Executive Director

Association Management Software

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