CSG Law

CSG Law is a full-service law firm featuring a Securities Enforcement Group that offers unrivaled excellence in defending companies and individuals in regulatory examinations, investigations, disciplinary actions, and litigation. Led by two former top executives of FINRA, this group defends broker-dealers, investment advisers, hedge funds, clearing firms, public and private companies, and corporate officers, directors, executives, and other individuals. We resolve inquiries, investigations, and enforcement actions brought by the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the Commodities Futures Trading Commission (CFTC), the New York Stock Exchange (NYSE), Nasdaq, the Chicago Board Options Exchange (Cboe), other self-regulatory organizations (SROs), and state securities regulators and attorneys general.