Due Diligence Works

Contact information may be available to logged in members.

Organization Overview

We help Broker-Dealers, RIAs, and Wealth Firms provide
- Research and documentation on their product shelf supporting both home office obligations and Financial Professionals.
- Reasonable Available Alternatives Tool
- 401k Roll Over Tool (PTE 2020-02).

Contact

1120 20th Street Northwest
Suite 750
Washington, District of Columbia 20036
United States

860-672-0843

“NSCP Membership promotes professional growth, development and unification of compliance professionals within the financial services industry. NSCP members have full access to valuable compliance resources as well as a diverse community of compliance professionals, each bringing their own experiences, ideas, and best practices to share with one another.”

– Lisa Crossley, NSCP Executive Director

Association Management Software

Membership & Account Access

Need To Create An Account?

If you are already a member, please set up and log in to your member account by clicking "Create an Account" below. This option is also for current individual members and staff of company members who need to login, but do not have a user account set up.

Once logged in, you can:

Update Your Profile
Register for Events
View & Pay Invoices

Create an Account

Applying for Membership?

We invite and encourage you to join! By working together, we can achieve our mission to maintain and enhance our industry as a whole.

Becoming a member offers access to a network of professionals, fostering valuable connections and collaboration opportunities. Additionally, it often provides resources, such as training programs or industry insights, enhancing members' professional development.

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