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Moran Compliance Consulting LLC
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Organization Overview
Moran Compliance Consulting was founded on a straightforward idea: investment advisers and fund managers deserve compliance counsel from someone who has actually sat across the table — as the SEC examiner.
Before founding Moran Compliance, our managing consultant served as a Senior Securities Compliance Examiner at the SEC, where he personally managed more than 150 regulatory examinations of registered investment advisers, registered investment companies, and private funds. That role provided a firsthand view of the practices, disclosures, and operational gaps that draw regulatory scrutiny.
We offer a free initial consultation to discuss your compliance needs. There’s no commitment, and no pressure — just a straightforward conversation with someone who understands what you’re facing.
Before founding Moran Compliance, our managing consultant served as a Senior Securities Compliance Examiner at the SEC, where he personally managed more than 150 regulatory examinations of registered investment advisers, registered investment companies, and private funds. That role provided a firsthand view of the practices, disclosures, and operational gaps that draw regulatory scrutiny.
We offer a free initial consultation to discuss your compliance needs. There’s no commitment, and no pressure — just a straightforward conversation with someone who understands what you’re facing.