NSCP Currents Live Webinar - Your Continuing Education Questions Answered
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Event Details
Featuring:
Jennifer DiValerio, Compliance Director | Brokerage, Advice and Wealth Management Compliance - Vanguard
Mitzi Architect, WM Regulatory Training, Wealth Management Business Controls - Merrill Lynch, Pierce, Fenner & Smith Incorporated
Nathan Westcomb, Chief Compliance Officer - Ausdal Financial Partners, Inc.
Register now so you don't miss this live event!
NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.
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Event Access Information
Use of AI notetakers, automated transcription tools, or recording bots during NSCP sessions is not permitted.
Event Access: Login details will be e-mailed when you register and a reminder e-mail will be sent on the day of the event. You can also add to your calendar from the e-mail.
Recording & Materials: Available to NSCP members on Currents On Demand following the event.