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NSCP is dedicated to advancing the expertise of financial services compliance professionals and the long-term success of the compliance profession.

About NCSP

The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is “For Compliance, By Compliance.” NSCP membership provides financial services compliance professionals with a wide range of compliance resources, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests. NSCP members have access to a diverse community of compliance professionals who willingly share their knowledge and expertise.

News & Updates

Understanding the DOJ’s Corporate Whistleblower Awards Pilot Program

Next NSCP Currents Live Webinar: February 26

NSCP Interactive Compliance Labs: A World of Learning Opportunities

Announcing NSCP’s 2025 Regulatory Interchange Webinar Dates

2025 NSCP Events

Learn about our virtual and in-person 2025 events:

• Regulatory Interchange Webinars featuring FINRA, NASAA, and SEC regulators (virtual)
• Interactive Compliance Labs (in-person)
• Currents Live Webinars (virtual)
• National Conference (in-person)

NSCP Members on Membership

Ivy Duke

General Counsel, ImpactAssets, Inc.

“Being able to interact with my peers and networking with other members at NSCP has been invaluable and I think that’s one of the strong benefits that being a member of NSCP offers.”

Connor Thomas

Vice President of Business Development at CapitalROCK

“NSCP’s annual National Conference is the best place for compliance professionals to be able to get together, learn from each other, and plan on what’s to come next with compliance.”

Olga Fuzaylova

Director, Conduct and Culture Risk at CIBC Bank USA

“Staying abreast of industry development is an exciting and ongoing process, and I am excited to share my knowledge and learn from other members while volunteering for NSCP”

Kevin Spence

Director of Compliance at TIAA

“It’s by us, for us. No matter where you are in your compliance career, there are always opportunities to learn and grow through NSCP.”

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